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B.C. Reg. 22/2013 O.C. 20/2013 | Deposited January 30, 2013 |

**2**
(1) The provisions of the Act and regulations in Column 2 of the schedule are
prescribed for the purposes of section 253.1 (1) (a) and (b) of the Act, as
applicable.

(2) A person who contravenes a provision in Column 2 of the schedule is liable to an administrative penalty not exceeding the monetary penalty in Column 3 of the schedule for that contravention, as applicable.

Column 1Item | Column 2Prescribed provision of Act or regulation | Column 3Monetary Penalty | |

| Corporation | Individual | |

1 | Section 10.1 of the Act | $25,000 | |

2 | Section 12 (1) of the Act | $50,000 | $25,000 |

3 | Section 12 (2) of the Act | $50,000 | $25,000 |

4 | Section 12 (3) of the Act | $50,000 | $25,000 |

5 | Section 14 (1) of the Act | $10 000 | |

6 | Section 14 (2) of the Act | $10,000 | |

7 | Section 20 (1) of the Act | $25,000 | |

8 | Section 21 (2) of the Act | $25,000 | |

9 | Section 21 (3) of the Act | $25,000 | |

10 | Section 41 (1) of the Act | $10,000 | |

11 | Section 41 (2) (a) of the Act | $10,000 | |

12 | Section 41 (2) (b) of the Act | $10,000 | |

13 | Section 47 (1) of the Act | $25,000 | |

14 | Section 50 (1) of the Act | $50,000 | $25,000 |

15 | Section 50 (2) of the Act | $50 000 | $25,000 |

16 | Section 52 (1) of the Act | $10, 000 | $10 000 |

17 | Section 53 of the Act | $25,000 | |

18 | Section 54 (1) (b) of the Act | $25,000 | |

19 | Section 55 of the Act | $50,000 | $25,000 |

20 | Section 57 (2) of the Act | $25,000 | |

21 | Section 59 (1) of the Act | $50,000 | |

22 | Section 59 (1.1) of the Act | $50,000 | |

23 | Section 59 (2) of the Act | $50,000 | |

24 | Section 64 (2) of the Act | $25,000 | |

25 | Section 65 (1) of the Act | $50,000 | |

26 | Section 66 (2) of the Act | $50,000 | |

27 | Section 67 (1) of the Act | $50,000 | |

28 | Section 70 of the Act | $50,000 | |

29 | Section 75 of the Act | $50,000 | $25,000 |

30 | Section 76 (1) of the Act | $50,000 | $25,000 |

31 | Section 76 (2) of the Act | $50,000 | $25,000 |

32 | Section 77 of the Act | $50,000 | |

33 | Section 79 (1) of the Act | $10,000 | $10,000 |

34 | Section 80 (1) of the Act | $50,000 | |

35 | Section 81 (1) of the Act | $50,000 | $25,000 |

36 | Section 85 (3) of the Act | $10,000 | |

37 | Section 85 (4) of the Act | $10,000 | |

38 | Section 86 of the Act | $50,000 | |

39 | Section 87 (1) of the Act | $50,000 | |

40 | Section 91 of the Act | $50,000 | |

41 | Section 92.1 (2) of the Act | $10,000 | $10,000 |

42 | Section 93 of the Act | $50,000 | $25,000 |

43 | Section 94 of the Act | $50,000 | $25,000 |

44 | Section 97 (1) of the Act | $25,000 | |

45 | Section 99 (4) of the Act | $10,000 | |

46 | Section 101 of the Act | $25,000 | |

47 | Section 102 (3) of the Act | $25,000 | |

48 | Section 104 of the Act | $25,000 | |

49 | Section 105 of the Act | $1,000 | |

50 | Section 106 of the Act | $25,000 | |

51 | Section 108 (2) of the Act | $10,000 | |

52 | Section 109 (1) of the Act | $25 000 | |

53 | Section 112 (1) of the Act | $25 000 | |

54 | Section 112 (2) of the Act | $25,000 | |

55 | Section 112 (3) of the Act | $25 000 | |

56 | Section 113 of the Act | $50,000 | |

57 | Section 115 (1) of the Act | $25 000 | |

58 | Section 115 (2) of the Act | $25 000 | |

59 | Section 115 (3) of the Act | $25 000 | |

60 | Section 116 of the Act | $25 000 | |

61 | Section 117 (1) of the Act | $50 000 | |

62 | Section 119 (2) of the Act | $50 000 | |

63 | Section 119 (3) of the Act | $10 000 | |

64 | Section 120 (1) of the Act | $10 000 | |

65 | Section 120 (2) of the Act | $10 000 | |

66 | Section 121 (a) of the Act | $25 000 | |

67 | Section 121 (b) of the Act | $25 000 | |

68 | Section 121 (c) of the Act | $25 000 | |

69 | Section 123 (1) of the Act | $25 000 | |

70 | Section 123 (2) of the Act | $25 000 | |

71 | Section 127 (1) of the Act | $10 000 | |

72 | Section 127 (1.1) of the Act | $10 000 | |

73 | Section 127 (2) of the Act | $10 000 | |

74 | Section 127 (3) of the Act | $10 000 | |

75 | Section 128 (2) of the Act | $50 000 | |

76 | Section 128 (4) of the Act | $50 000 | |

77 | Section 129 of the Act | $50 000 | |

78 | Section 130 (1) of the Act | $50 000 | |

79 | Section 130 (2) of the Act | $50 000 | |

80 | Section 130 (3) of the Act | $50 000 | |

81 | Section 133 of the Act | $25 000 | |

82 | Section 135 of the Act | $25 000 | |

83 | Section 138 (1) of the Act | $50 000 | |

84 | Section 142 (1) (a) of the Act | $25 000 | |

85 | Section 142 (1) (b) of the Act | $25 000 | |

86 | Section 142 (1) (c) of the Act | $25 000 | |

87 | Section 142 (2) of the Act | $25 000 | |

88 | Section 146 (1) of the Act | $25 000 | |

89 | Section 148 (1) (a) of the Act | $50 000 | |

90 | Section 148 (1) (b) of the Act | $50 000 | |

91 | Section 154 of the Act | $25 000 | |

92 | Section 159 (1) of the Act | $50 000 | |

93 | Section 162 of the Act | $25 000 | |

94 | Section 163 of the Act | $10 000 | |

95 | Section 164 (1) of the Act | $10 000 | |

96 | Section 166 (1) of the Act | $10 000 | |

97 | Section 166 (3) of the Act | $25 000 | |

98 | Section 167 of the Act | $10 000 | |

99 | Section 169 (1) of the Act | $50 000 | $10 000 |

100 | Section 171 (2) of the Act | $50 000 | $25 000 |

101 | Section 176 of the Act | $50 000 | $25 000 |

102 | Section 178 (1) of the Act | $50 000 | $25 000 |

103 | Section 179 (1) of the Act | $50 000 | $25 000 |

104 | Section 180 (1) of the Act | $50 000 | $25 000 |

105 | Section 195 (1) of the Act | $50 000 | |

106 | Section 195 (2) of the Act | $50 000 | |

107 | Section 196 of the Act | $50 000 | |

108 | Section 198 of the Act | $25 000 | |

109 | Section 210 (1) of the Act | $50 000 | |

110 | Section 210 (2) of the Act | $50 000 | $25 000 |

111 | Section 213 (1) of the Act | $25 000 | |

112 | Section 213 (2) of the Act | $25 000 | |

113 | Section 4 of the Audit and Audit Committee Regulation, B.C. Reg. 314/90 | $25 000 | |

114 | Section 10 (2) of the Capital Requirements Regulation, B.C. Reg. 315/90 | $50 000 | |

115 | Section 3 (1) of the Insurance Company Reinsurance Limitation Regulation, B.C. Reg. 324/90 | $25 000 | |

116 | Section 3 (2) of the Insurance Company Reinsurance Limitation Regulation, B.C. Reg. 324/90 | $25 000 | |

117 | Section 3 (3) of the Insurance Company Reinsurance Limitation Regulation, B.C. Reg. 324/90 | $25 000 | |

118 | Section 2 (1) of the Insurer Complaints Regulation, B.C. Reg. 206/2011 | $25 000 | |

119 | Section 7 of the Investment and Lending Regulation, B.C. Reg. 330/90 | $10 000 | |

120 | Section 3 (1) of the Marketing of Financial Products Regulation, B.C. Reg. 573/2004 | $10 000 | |

121 | Section 3 (2) of the Marketing of Financial Products Regulation, B.C. Reg. 573/2004 | $10 000 | |

122 | Section 4 of the Marketing of Financial Products Regulation, B.C. Reg. 573/2004 | $10 000 | |

123 | Section 7 of the Related Party Transactions Regulation, B.C. Reg. 334/90 | $25 000 |

[Provisions relevant to the enactment of this regulation: *Financial Institutions Act*, R.S.B.C. 1996, c. 141, sections 253.1 and 289]

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