Search Results | Clear Search | Previous (in doc) | Next (in doc) | Prev Doc | Next Doc
B.C. Reg. 22/2013
O.C. 20/2013
Deposited January 30, 2013
This consolidation is current to May 22, 2018.

Financial Institutions Act

Administrative Penalties Regulation

Definition

1   In this regulation, "Act" means the Financial Institutions Act.

Monetary penalties for prescribed provisions of the Act and regulations

2   (1) The provisions of the Act and regulations in Column 2 of the schedule are prescribed for the purposes of section 253.1 (1) (a) and (b) of the Act, as applicable.

(2) A person who contravenes a provision in Column 2 of the schedule is liable to an administrative penalty not exceeding the monetary penalty in Column 3 of the schedule for that contravention, as applicable.

Column 1
Item
Column 2
Prescribed provision of Act or regulation
Column 3
Monetary Penalty
 CorporationIndividual
1Section 10.1 of the Act$25,000 
2Section 12 (1) of the Act$50,000$25,000
3Section 12 (2) of the Act$50,000$25,000
4Section 12 (3) of the Act$50,000$25,000
5Section 14 (1) of the Act$10 000 
6Section 14 (2) of the Act$10,000 
7Section 20 (1) of the Act$25,000 
8Section 21 (2) of the Act$25,000 
9Section 21 (3) of the Act$25,000 
10Section 41 (1) of the Act$10,000 
11Section 41 (2) (a) of the Act$10,000 
12Section 41 (2) (b) of the Act$10,000 
13Section 47 (1) of the Act$25,000 
14Section 50 (1) of the Act$50,000$25,000
15Section 50 (2) of the Act$50 000$25,000
16Section 52 (1) of the Act $10, 000$10 000
17Section 53 of the Act $25,000
18Section 54 (1) (b) of the Act $25,000
19Section 55 of the Act $50,000$25,000
20Section 57 (2) of the Act $25,000
21Section 59 (1) of the Act$50,000 
22Section 59 (1.1) of the Act$50,000 
23Section 59 (2) of the Act$50,000 
24Section 64 (2) of the Act$25,000 
25Section 65 (1) of the Act$50,000 
26Section 66 (2) of the Act$50,000 
27Section 67 (1) of the Act$50,000 
28Section 70 of the Act$50,000 
29Section 75 of the Act$50,000$25,000
30Section 76 (1) of the Act$50,000$25,000
31Section 76 (2) of the Act$50,000$25,000
32Section 77 of the Act$50,000 
33Section 79 (1) of the Act$10,000$10,000
34Section 80 (1) of the Act$50,000 
35Section 81 (1) of the Act$50,000$25,000
36Section 85 (3) of the Act$10,000 
37Section 85 (4) of the Act$10,000 
38Section 86 of the Act$50,000 
39Section 87 (1) of the Act $50,000 
40Section 91 of the Act$50,000 
41Section 92.1 (2) of the Act $10,000$10,000
42Section 93 of the Act$50,000$25,000
43Section 94 of the Act$50,000$25,000
44Section 97 (1) of the Act$25,000 
45Section 99 (4) of the Act$10,000 
46Section 101 of the Act $25,000
47Section 102 (3) of the Act$25,000 
48Section 104 of the Act $25,000
49Section 105 of the Act $1,000
50Section 106 of the Act $25,000
51Section 108 (2) of the Act  $10,000
52Section 109 (1) of the Act$25 000 
53Section 112 (1) of the Act $25 000
54Section 112 (2) of the Act  $25,000
55Section 112 (3) of the Act  $25 000
56Section 113 of the Act$50,000 
57Section 115 (1) of the Act $25 000
58Section 115 (2) of the Act $25 000
59Section 115 (3) of the Act $25 000
60Section 116 of the Act$25 000 
61Section 117 (1) of the Act$50 000 
62Section 119 (2) of the Act$50 000 
63Section 119 (3) of the Act$10 000 
64Section 120 (1) of the Act$10 000 
65Section 120 (2) of the Act$10 000 
66Section 121 (a) of the Act $25 000
67Section 121 (b) of the Act $25 000
68Section 121 (c) of the Act $25 000
69Section 123 (1) of the Act $25 000
70Section 123 (2) of the Act $25 000
71Section 127 (1) of the Act$10 000 
72Section 127 (1.1) of the Act$10 000 
73Section 127 (2) of the Act$10 000 
74Section 127 (3) of the Act$10 000 
75Section 128 (2) of the Act$50 000
76Section 128 (4) of the Act$50 000 
77Section 129 of the Act$50 000 
78Section 130 (1) of the Act$50 000 
79Section 130 (2) of the Act$50 000 
80Section 130 (3) of the Act$50 000 
81Section 133 of the Act$25 000 
82Section 135 of the Act $25 000
83Section 138 (1) of the Act$50 000
84Section 142 (1) (a) of the Act$25 000 
85Section 142 (1) (b) of the Act$25 000 
86Section 142 (1) (c) of the Act$25 000 
87Section 142 (2) of the Act$25 000 
88Section 146 (1) of the Act$25 000 
89Section 148 (1) (a) of the Act$50 000
90Section 148 (1) (b) of the Act$50 000 
91Section 154 of the Act $25 000
92Section 159 (1) of the Act$50 000 
93Section 162 of the Act$25 000 
94Section 163 of the Act$10 000 
95Section 164 (1) of the Act$10 000 
96Section 166 (1) of the Act$10 000 
97Section 166 (3) of the Act$25 000 
98Section 167 of the Act$10 000 
99Section 169 (1) of the Act$50 000$10 000
100Section 171 (2) of the Act$50 000$25 000
101Section 176 of the Act$50 000$25 000
102Section 178 (1) of the Act$50 000$25 000
103Section 179 (1) of the Act$50 000$25 000
104Section 180 (1) of the Act$50 000$25 000
105Section 195 (1) of the Act$50 000 
106Section 195 (2) of the Act$50 000 
107Section 196 of the Act$50 000 
108Section 198 of the Act$25 000 
109Section 210 (1) of the Act$50 000 
110Section 210 (2) of the Act$50 000$25 000
111Section 213 (1) of the Act$25 000 
112Section 213 (2) of the Act$25 000 
113Section 4 of the Audit and Audit Committee Regulation, B.C. Reg. 314/90 $25 000
114Section 10 (2) of the Capital Requirements Regulation, B.C. Reg. 315/90$50 000 
115Section 3 (1) of the Insurance Company Reinsurance Limitation Regulation, B.C. Reg. 324/90$25 000 
116Section 3 (2) of the Insurance Company Reinsurance Limitation Regulation, B.C. Reg. 324/90$25 000 
117Section 3 (3) of the Insurance Company Reinsurance Limitation Regulation, B.C. Reg. 324/90$25 000 
118Section 2 (1) of the Insurer Complaints Regulation, B.C. Reg. 206/2011$25 000 
119Section 7 of the Investment and Lending Regulation, B.C. Reg. 330/90 $10 000
120Section 3 (1) of the Marketing of Financial Products Regulation, B.C. Reg. 573/2004$10 000 
121Section 3 (2) of the Marketing of Financial Products Regulation, B.C. Reg. 573/2004$10 000 
122Section 4 of the Marketing of Financial Products Regulation, B.C. Reg. 573/2004$10 000 
123Section 7 of the Related Party Transactions Regulation, B.C. Reg. 334/90 $25 000

[Provisions relevant to the enactment of this regulation: Financial Institutions Act, R.S.B.C. 1996, c. 141, sections 253.1 and 289]